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General Exchange Act
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#	Item
631	Kevin J. Miller Senior Vice President General Counsel Kevin joined Securities America in 2000 and brings more than 23 years Add to Reading List Source URL: www.securitiesamerica.com Language: English - Date: 2014-05-28 14:17:53 Financial Industry Regulatory Authority Business Financial adviser Securities Selling away Securities Exchange Act United States securities law Finance Financial economics
632	jftLVªh lañ Mhñ ,yñ—¼,u½04@0007@2003—13 REGISTERED NO. DL—(N[removed]—13 Add to Reading List Source URL: indiacode.nic.in Language: English - Date: 2013-10-17 03:07:26 Investment Securities Securities and Exchange Board of India Securities and Exchange Board of India Act Finance Pension fund Pension New Pension Scheme Controller General of Accounts Employment compensation Financial economics Financial services
633	2013 Annual Report on the Dodd-Frank Whistleblower Program Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-26 10:39:45 Freedom of speech Labour law Whistleblower Human resource management Government Business U.S. Securities and Exchange Commission Office of the Inspector General Dodd–Frank Wall Street Reform and Consumer Protection Act Business ethics Anti-corporate activism Dissent
634	Sec[removed]21F-1 General. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-09 10:09:49 Auditing Corporate governance Financial regulation United States corporate law Anti-corporate activism Whistleblower Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Securities Exchange Act Law Business United States securities law
635	Evaluation of the SEC’s Whistleblower Program Add to Reading List Source URL: www.sec-oig.gov Language: English - Date: 2013-01-31 09:35:12 Dissent Freedom of speech Labour law Whistleblower Government Office of the Inspector General U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Right to Information Act Employment Law Anti-corporate activism
636	HarryM. Ng Vice President, General Counsel & Corporate Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-20 15:34:16 Government Law United States administrative law Corporate crime Decision theory Rulemaking U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Federal Communications Commission Administrative law New Deal agencies Public administration
637	Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144a Offerings Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-29 13:30:39 Finance SEC filings Financial regulation 73rd United States Congress Regulation D Securities Act Rule 144A Qualified institutional buyer U.S. Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Financial economics
638	PDF Document Add to Reading List Source URL: www.ignet.gov Language: English - Date: 2011-02-08 08:54:10 Council of Inspectors General on Integrity and Efficiency Gordon S. Heddell Administration of federal assistance in the United States Project On Government Oversight Railroad Retirement Board General Services Administration American Recovery and Reinvestment Act U.S. Securities and Exchange Commission Medicare Inspectors general Government Inspector General
639	PDF Document Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-03-21 18:49:10 Business Financial services Investment Banking Exam Financial Industry Regulatory Authority Securities Exchange Act General Securities Representative Exam Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organization United States securities law Professional certification in finance Financial system

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